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24 results for “Client money and client accounts” in high-yield notes.

High-yield notes(24)

  1. Client money and client accounts

    High-yield note · Solicitors Accounts · FLK2

    What counts as client money, the duty to pay it promptly into client account, the limited exceptions, and the ban on using client account as a banking facility

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  2. Interest on client money

    High-yield note · Solicitors Accounts · FLK2

    The duty to account for a fair sum of interest, how firms set policies

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  3. Transfers between client and business accounts and between clients

    High-yield note · Solicitors Accounts · FLK2

    When money may move from client to business account, inter-client transfers, and correcting money paid into the wrong account

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  4. Receipts and payments of client and business money

    High-yield note · Solicitors Accounts · FLK2

    How to deal with incoming money, the conditions for withdrawing client money, sufficient funds

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  5. Client money and financial benefits in a conduct context

    High-yield note · Ethics and Professional Conduct (FLK1) · FLK1

    Code duties to account for financial benefits and safeguard client money, the ban on providing banking facilities, referral and fee-sharing arrangements, and the conduct consequences of Accounts Rules breaches

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  6. Third-party managed accounts and joint accounts

    High-yield note · Solicitors Accounts · FLK2

    Alternatives to holding client money in client account: third-party managed accounts, joint accounts, office-holder accounts and clients' own accounts

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  7. SRA Accounts Rules: purpose, scope and key definitions

    High-yield note · Solicitors Accounts · FLK2

    focused approach of the 2019 Rules, and the core definitions of client money, business money and client account

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  8. Client money and financial benefits in a conduct context

    High-yield note · Ethics and Professional Conduct (FLK2) · FLK2

    The conduct duties around client money and assets, accounting for financial benefits and commissions, referral arrangements, and fee-sharing

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  9. Mixed receipts and paid and unpaid disbursements

    High-yield note · Solicitors Accounts · FLK2

    How to handle a single payment containing both client and business money, and how

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  10. Breaches, reconciliations and accountants' reports

    High-yield note · Solicitors Accounts · FLK2

    The duty to correct breaches promptly, five-weekly reconciliations, record keeping, accountants' reports and

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  11. Double-entry bookkeeping and ledgers

    High-yield note · Solicitors Accounts · FLK2

    The dual-ledger system used by law firms: client ledgers with business and client

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  12. Client care, retainers, costs information and complaints

    High-yield note · Legal Services · FLK1

    Establishing the retainer, client information and costs duties, the Transparency Rules, consumer protection rules

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  13. Anti-money laundering: POCA offences, the Money Laundering Regulations 2017 and reporting

    High-yield note · Legal Services · FLK1

    The principal money laundering offences and defences, failure to disclose and tipping off, privilege

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  14. SRA Principles and Codes of Conduct: overview

    High-yield note · Legal Services · FLK1

    The seven SRA Principles, resolving conflicts between them, the structure and key standards of

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  15. Reporting, supervision and SRA enforcement

    High-yield note · Ethics and Professional Conduct (FLK1) · FLK1

    The duty to report serious breaches and to cooperate with regulators, prohibitions on preventing

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  16. Bills, costs and VAT on bills

    High-yield note · Solicitors Accounts · FLK2

    Delivering a bill, VAT on profit costs, the agency and principal methods for disbursements

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  17. Reporting, supervision and SRA enforcement

    High-yield note · Ethics and Professional Conduct (FLK2) · FLK2

    Duties to report serious breaches and cooperate with the SRA, supervision and competence obligations

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  18. Financial services regulation (FSMA 2000) and solicitors

    High-yield note · Legal Services · FLK1

    The general prohibition, regulated activities and specified investments, exclusions, the Part XX exemption for

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  19. The contract for sale, conditions of sale and exchange

    High-yield note · Property Practice · FLK2

    Formal validity of land contracts, the key standard conditions, deposits, and the mechanics and

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  20. Costs, Part 36 offers and funding

    High-yield note · Dispute Resolution · FLK1

    The general rule on costs, standard and indemnity bases, assessment, QOCS, Part 36 requirements

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